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76th United States Congress
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#	Item
21	FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: PERSONAL CAPITAL ADVISORS Add to Reading List Source URL: www.personalcapital.com Language: English - Date: 2015-10-06 16:39:13 United States securities law U.S. Securities and Exchange Commission Financial Industry Regulatory Authority 76th United States Congress 73rd United States Congress Investment Advisers Act
22	PUBLIC UTILITY REGULATORY ACT Title II, Texas Utilities Code (As Amended) Effective as of September 1, 2015 Add to Reading List Source URL: www.puc.texas.gov Language: English - Date: 2015-09-24 14:34:17 76th United States Congress Investment Company Act Comprehensive Anti-Apartheid Act
23	Proposed Rule: Amendments to Form ADV and Investment Advisers Act Rules Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-06-18 14:13:15 Financial regulation Business Investment Investment Advisers Act United States securities law Registered Investment Advisor Financial adviser U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act 76th United States Congress Finance Financial economics
24	Proposed Rule: Amendments to Form ADV and Investment Advisers Act Rules Add to Reading List Source URL: www.sec.gov. Language: English Financial regulation Business Investment Investment Advisers Act United States securities law Registered Investment Advisor Financial adviser U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act 76th United States Congress Finance Financial economics
25	Microsoft Worddoc Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2009-02-11 17:20:14 Finance United States securities law United States Securities and Exchange Commission 76th United States Congress Securities regulation in the United States Form D Form N-1A EDGAR Investment Advisers Act Financial economics SEC filings Investment
26	UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release NoMarch 30, 2012 ____________________________________ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-04-03 07:57:13 Investment Advisers Act U.S. Securities and Exchange Commission Investment Company Act Economy of the United States Financial system 76th United States Congress Ares Management Financial regulation
27	Putnam OTC Emerging Growth Fund Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-05-22 10:16:55 U.S. Securities and Exchange Commission Financial regulation Government 76th United States Congress Investment Company Act United States securities law
28	UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No. IA-3997; January 14, 2015 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-14 16:26:56 Business Economics 76th United States Congress Investment Advisers Act Financial adviser
29	Helios High Income Fund, Inc. Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-05-22 10:08:17 U.S. Securities and Exchange Commission Financial regulation Government 76th United States Congress Investment Company Act United States securities law
30	Brief for the United States as Amicus Curiae Supporting Petitioners: Jerry N. Jones, et al., Petitioners v. Harris Associates L.P. Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2009-06-18 11:30:55 Financial services 76th United States Congress Finance Institutional investors Investment Company Act Financial adviser Mutual fund Mutual Fund Directors Forum Fiduciary Financial economics Investment Law